FINRA mulls insurance for brokerage firms: WSJ

samedi 5 octobre 2013

The U.S. Financial Industry Regulatory Authority may require brokerage firms to carry insurance to cover the payment of arbitration awards to investors, the Wall Street Journal reported on Saturday. FINRA, ...



via Business News - Yahoo Finance http://finance.yahoo.com/news/finra-mulls-insurance-brokerage-firms-162313989.html

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