UBS agrees to pay $4.6 million in settlement over sales assistants

lundi 26 août 2013

The logo of Switzerland's biggest bank UBS is seen at office building at in Zurich A unit of UBS AG will pay nearly $4.6 million to settle allegations by multiple state securities regulators that unregistered sales assistants accepted clients' orders to buy and sell securities, New Jersey's ...








via Business News http://finance.yahoo.com/news/ubs-agrees-pay-4-6-200437922.html

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